Skip to main content

Vazquez Martin's Form 4 filing

Outset Medical, Inc. (OM) · filed Apr 4, 2022

Accession no.
0001484612-22-000030
Filed
Apr 4, 2022
Trade date
Apr 1, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $915.5K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vazquez MartinCIK 0001823380Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 1, 2022Common StockMOption exerciseAcquired+6,668$3.88+$25,871.8456,163Direct
Apr 1, 2022Common StockSSaleDisposed−6,668$45.81F2−$305,461.0849,495Direct
Apr 1, 2022Common StockMOption exerciseAcquired+6,500$3.88+$25,22055,995Direct
Apr 1, 2022Common StockSSaleDisposed−6,500$45.74F3−$297,31049,495Direct
Apr 1, 2022Common StockMOption exerciseAcquired+6,500$3.88+$25,22055,995Direct
Apr 1, 2022Common StockSSaleDisposed−6,500$45.77F4−$297,50549,495Direct
Apr 1, 2022Common StockMOption exerciseAcquired+332$3.88+$1,288.1649,827Direct
Apr 1, 2022Common StockSSaleDisposed−332$45.81F2−$15,208.9249,495Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 1, 2022Common StockMOption exerciseDisposed−332$0.00$018,743Direct
Apr 1, 2022Common StockMOption exerciseDisposed−6,668$0.00$0131,007Direct
Apr 1, 2022Common StockMOption exerciseDisposed−6,500$0.00$0124,507Direct
Apr 1, 2022Common StockMOption exerciseDisposed−6,500$0.00$0118,007Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from: $44.00-$44.99 - 200 shares; $45.00-$45.99 - 4,890 shares; $46.00 - $46.99 - 1,910 shares. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from: $44.00-$44.99 - 100 shares; $45.00-$45.99 - 4,985 shares; $46.00 - $46.99 - 1,415 shares. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from: $45.00-$45.99 - 5,012 shares; $46.00 - $46.99 - 1,488 shares. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)