Grossman D Keith's Form 4 filing
Outset Medical, Inc. (OM) · filed Oct 4, 2021
- Accession no.
- 0001484612-21-000065
- Filed
- Oct 4, 2021
- Trade date
- Sep 17, 2021
- Filing delay
- 17 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $285.1K. It was filed 17 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grossman D KeithCIK 0001218702 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +1,296 | $1.11 | +$1,438.56 | 4,584 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −1,296 | $55.00 | −$71,280 | 3,288 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +1,296 | $1.11 | +$1,438.56 | 4,584 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −1,296 | $55.00 | −$71,280 | 3,288 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +1,296 | $1.11 | +$1,438.56 | 4,584 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −1,296 | $55.00 | −$71,280 | 3,288 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +1,296 | $1.11 | +$1,438.56 | 4,584 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −1,296 | $55.00 | −$71,280 | 3,288 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −1,296 | $0.00 | $0 | 73,253 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −1,296 | $0.00 | $0 | 71,957 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −1,296 | $0.00 | $0 | 70,661 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −1,296 | $0.00 | $0 | 69,365 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.