Skip to main content

Fauber Robert's Form 4 filing

Moodys Corp (MCO) · filed Jul 2, 2026

Accession no.
0001481153-26-000015
Filed
Jul 2, 2026, 4:06 PM ET
Trade date
Jul 1, 2026
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $668.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fauber RobertCIK 0001481153Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2026Common StockSSaleDisposed−300$455.49−$136,64752,263.918Direct
Jul 1, 2026Common StockMOption exerciseAcquired+592$113.34+$67,097.2852,855.918Direct
Jul 1, 2026Common StockMOption exerciseAcquired+575$167.50+$96,312.553,430.918Direct
Jul 1, 2026Common StockSSaleDisposed−1,167$455.49−$531,556.8352,263.918Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2026Common StockMOption exerciseDisposed−592$0.00$01,235Direct
Jul 1, 2026Common StockMOption exerciseDisposed−575$0.00$01,722Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)