Fauber Robert's Form 4 filing
Moodys Corp (MCO) · filed Apr 3, 2026
- Accession no.
- 0001481153-26-000009
- Filed
- Apr 3, 2026
- Trade date
- Apr 1, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $642.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fauber RobertCIK 0001481153 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2026 | Common Stock | SSaleDisposed | −300 | $437.77 | −$131,331 | 75,488.92 | Direct | |
| Apr 1, 2026 | Common Stock | MOption exerciseAcquired | +592 | $113.34 | +$67,097.28 | 76,080.92 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −592 | $437.77 | −$259,159.84 | 75,488.92 | Direct | |
| Apr 1, 2026 | Common Stock | MOption exerciseAcquired | +575 | $167.50 | +$96,312.5 | 76,063.92 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −575 | $437.77 | −$251,717.75 | 75,488.92 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2026 | Common Stock | MOption exerciseDisposed | −592 | $0.00 | $0 | 3,011 | Direct | |
| Apr 1, 2026 | Common Stock | MOption exerciseDisposed | −575 | $0.00 | $0 | 3,447 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.