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Carrillo Sabas D's Form 4 filing

Blum Holdings, Inc. (BLMH) · filed Nov 29, 2024

Accession no.
0001477932-24-007761
Filed
Nov 29, 2024, 6:02 PM ET
Trade date
Nov 26-27, 2024
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market purchases total $5.90K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carrillo Sabas DCIK 0001876882Director, Officer (CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 26, 2024Common StockPPurchaseAcquired+9,370$0.20+$1,87457,107Direct
Nov 26, 2024Common StockPPurchaseAcquired+2,500$0.41+$1,02559,607Direct
Nov 26, 2024Common StockPPurchaseAcquired+2,500$0.43+$1,07562,107Direct
Nov 27, 2024Common StockPPurchaseAcquired+2,500$0.39+$97564,607Direct
Nov 27, 2024Common StockPPurchaseAcquired+2,500$0.38+$95067,107Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)