Imhoff John E's Form 4 filing
Guided Therapeutics Inc (GTHP) · filed Sep 7, 2023
- Accession no.
- 0001477932-23-006714
- Filed
- Sep 7, 2023
- Trade date
- Jul 17-Aug 21, 2023
- Filing delay
- 52 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. It was filed 52 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Imhoff John ECIK 0001348439 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 17, 2023 | Common Stock | JOtherAcquired | +26,301 | – | – | 4,436,637 | Direct | |
| Aug 11, 2023 | Common Stock | PPurchaseAcquired | +500,899 | – | – | 4,937,536 | Direct | |
| Aug 21, 2023 | Common Stock | JOtherAcquired | +112,568 | – | – | 5,050,104 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2023 | Common Stock | PPurchaseAcquired | +1,000,000 | – | – | 250 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.