Marshall Allan's Form 4 filing
Upexi, Inc. (UPXI) · filed Jul 7, 2023
- Accession no.
- 0001477932-23-005103
- Filed
- Jul 7, 2023
- Trade date
- Jun 22-28, 2023
- Filing delay
- 15 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market purchases total $188.9K. It was filed 15 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marshall AllanCIK 0001279925 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2023 | Common Stock | PPurchaseAcquired | +100 | $2.28 | +$228 | 2,610,958 | Direct | |
| Jun 23, 2023 | Common Stock | PPurchaseAcquired | +7,893 | $2.39 | +$18,864.27 | 2,618,851 | Direct | |
| Jun 26, 2023 | Common Stock | PPurchaseAcquired | +23,952 | $2.43 | +$58,203.36 | 2,642,803 | Direct | |
| Jun 27, 2023 | Common Stock | PPurchaseAcquired | +24,000 | $2.39 | +$57,360 | 2,666,803 | Direct | |
| Jun 28, 2023 | Common Stock | PPurchaseAcquired | +24,000 | $2.26 | +$54,240 | 2,690,803 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.