Blumberg Richard P.'s Form 4 filing
Guided Therapeutics Inc (GTHP) · filed Jun 27, 2023
- Accession no.
- 0001477932-23-004804
- Filed
- Jun 27, 2023
- Trade date
- Sep 1-2, 2022
- Filing delay
- 299 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 299 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blumberg Richard P.CIK 0001486345 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2022 | Common Stock | PPurchaseAcquired | +1,000,000 | – | – | 2,109,715 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common shares | PPurchaseAcquired | +1,000,000 | – | – | 1,000,000 | Direct | |
| Sep 1, 2022 | Common shares | PPurchaseAcquired | +1,000,000 | – | – | 1,000,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.