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Imhoff John E's Form 4 filing

Guided Therapeutics Inc (GTHP) · filed Jun 26, 2023

Accession no.
0001477932-23-004757
Filed
Jun 26, 2023
Trade date
Sep 1-2, 2022
Filing delay
298 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 298 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Imhoff John ECIK 0001348439Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 2, 2022Common StockPPurchaseAcquired+500,000––4,356,532Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2022Common StockPPurchaseAcquired+500,000––500,000Direct
Sep 1, 2022Common StockPPurchaseAcquired+500,000––500,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)