Siokas Grigorios's Form 4 filing
Cosmos Health Inc. (COSM) · filed Oct 24, 2022
- Accession no.
- 0001477932-22-007869
- Filed
- Oct 24, 2022, 12:56 PM ET
- Trade date
- Oct 20, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market purchases total $1.50M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siokas GrigoriosCIK 0001660125 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2022 | Common Stock, $.001 par value | PPurchaseAcquired | +12,500,000 | $0.12 | +$1,500,000 | 19,334,168 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2022 | Common Stock | HLess common codeDisposed | −2,654,782 | $0.6215 | −$1,649,947.01 | 0 | Direct | |
| Oct 20, 2022 | Common Stock | PPurchaseAcquired | +5,309,564 | $0.12 | +$637,147.68 | 5,309,564 | Direct | |
| Oct 20, 2022 | Common Stock | PPurchaseAcquired | +12,500,000 | $0.12 | +$1,500,000 | 12,500,000 | Direct | |
| Oct 20, 2022 | Common Stock | PPurchaseAcquired | +12,500,000 | $0.12 | +$1,500,000 | 12,500,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.