Hue Richard's Form 4 filing
flooidCX Corp. (FLCX) · filed Jul 21, 2022
- Accession no.
- 0001477932-22-005295
- Filed
- Jul 21, 2022
- Trade date
- Jul 15, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 11 derivative transactions. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hue RichardCIK 0001687336 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2022 | Common Stock | SSaleDisposed | −100,000,000 | –F1 | – | 0 | Direct | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −11,765 | –F4 | – | 0 | Direct | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −11,765 | –F4 | – | 0 | Direct | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −3,018 | –F4 | – | 0 | Indirect | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −3,018 | –F4 | – | 0 | Indirect | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −17,647 | –F4 | – | 0 | Direct | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −17,647 | –F4 | – | 0 | Direct | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −17,647 | –F4 | – | 0 | Direct | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −8,824 | –F4 | – | 0 | Indirect | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −8,824 | –F4 | – | 0 | Indirect | |
| Jul 15, 2022 | Common Stock | ELess common codeDisposed | −8,824 | –F4 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
As of July 15, 2022, Richard Hue conveyed all of his interest in the issuer for $600,000 and the assumption of certain liabilities.
Referenced by the price of 2 transactions in Table I and 1 transaction in Table II.
- F4
Expired upon Richard Hue's resignation as an officer and director.
Referenced by the price of 10 transactions in Table II.