Lacey Eleanor B's Form 4/A amendment
AmendedAsana, Inc. (ASAN) · filed Sep 25, 2024
- Accession no.
- 0001477720-24-000090
- Filed
- Sep 25, 2024
- Trade date
- Sep 23, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Sep 24, 2024
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $170.3K. It was filed 2 days after the trade.
This amendment restates part of 0001477720-24-000086 (filed Sep 24, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lacey Eleanor BCIK 0001242726 | Officer (GC, Corporate Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2024 | Class A Common Stock | SSaleDisposed | −4,977 | $11.79F2 | −$58,678.83 | 370,333 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001477720-24-000086 (filed Sep 24, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2024 | Class A Common Stock | SSaleDisposed | −9,308 | $11.99 | −$111,602.92 | 375,310 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On September 24, 2024, the Reporting Person filed a Form 4 which inadvertently omitted a footnote detailing the Reporting Person's Rule 10b5-1 trading plan under which these sales were made. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 22, 2023. All other information reported in the original Form 4 is correct.
- F2
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.665 to $11.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.