Golub David's Form 4 filing
Golub Capital BDC, Inc. (GBDC) · filed Sep 5, 2024
- Accession no.
- 0001476765-24-000114
- Filed
- Sep 5, 2024
- Trade date
- Sep 3-4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $597.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Golub DavidCIK 0001298389 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +20,000 | $14.91F1 | +$298,200 | 1,958,880 | Indirect | Duplicate filing |
| Sep 4, 2024 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +20,000 | $14.94F3 | +$298,800 | 1,978,880 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of purchases on September 3, 2024. The shares were purchased in multiple transactions at prices ranging from $14.84 to $14.96, inclusive. Mr. Golub undertakes to provide to Golub Capital BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of purchases on September 4, 2024. The shares were purchased in multiple transactions at prices ranging from $14.87 to $15.04, inclusive.
Referenced by the price of 1 transaction in Table I.