Golub Lawrence E's Form 4 filing
Golub Capital BDC, Inc. (GBDC) · filed Mar 4, 2022
- Accession no.
- 0001476765-22-000035
- Filed
- Mar 4, 2022
- Trade date
- Mar 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $19.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Golub Lawrence ECIK 0001311018 | Director, Officer (Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,250,000 | $15.72 | −$19,650,000 | 1,177,547.06 | Indirect | Duplicate filing |
| Mar 2, 2022 | Common Stock, par value $0.001 per share | AGrant or awardAcquired | +1,250,000 | $15.72 | +$19,650,000 | 1,250,000 | Indirect | Duplicate filing |
| Mar 2, 2022 | Common Stock, par value $0.001 per share | GGiftDisposed | −1,250,000 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.