HRT Financial LP's Form 4 filing
Smart for Life, Inc. (SMFL) · filed Sep 11, 2024
- Accession no.
- 0001475597-24-000014
- Filed
- Sep 11, 2024
- Trade date
- Sep 5-10, 2024
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $38.0K. Open-market sales total $31.0K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| HRT Financial LPCIK 0001475597 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2024 | Class A Shares | SSaleDisposed | −5,991 | $1.08 | −$6,470.28 | 27,763 | Direct | |
| Sep 6, 2024 | Class A Shares | SSaleDisposed | −23,811 | $1.03 | −$24,525.33 | 3,952 | Direct | |
| Sep 9, 2024 | Class A Shares | PPurchaseAcquired | +17,722 | $0.94 | +$16,658.68 | 21,674 | Direct | |
| Sep 10, 2024 | Class A Shares | PPurchaseAcquired | +23,962 | $0.89 | +$21,326.18 | 45,636 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.