HRT Financial LP's Form 4 filing
Corner Growth Acquisition Corp. (COOL) · filed Apr 10, 2023
- Accession no.
- 0001475597-23-000008
- Filed
- Apr 10, 2023, 12:04 PM ET
- Trade date
- Apr 4-6, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $1.16K. Open-market sales total $706.8K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| HRT Financial LPCIK 0001475597 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2023 | Class A Shares | PPurchaseAcquired | +115 | $10.11F1 | +$1,162.22 | 189,020 | Direct | |
| Apr 5, 2023 | Class A Shares | SSaleDisposed | −39,115 | $10.07F2 | −$393,915.43 | 149,905 | Direct | |
| Apr 6, 2023 | Class A Shares | SSaleDisposed | −31,107 | $10.03F3 | −$311,906.78 | 118,798 | Direct | |
| Apr 4, 2023 | Class A Shares | SSaleAcquired | +100 | $10.12 | +$1,012 | 188,905 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $10.08 to $10.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $10.05 to $10.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $10.01 to $10.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $0.0835 to $0.0848. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table II.
- F5
This transaction was executed in multiple trades at prices ranging from $0.0835 to $0.0845. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table II.
Remarks
Corner Growth Acquisition Corp. is a special purpose acquisition company that at set dates provides class A holders the option to redeem shares. In the most recent round of redemptions, approximately 97% of class A shares were retired by other shareholders. Due to this substantial decrease in class A shares outstanding, HRT Financial LP's ownership percentage of class A shares passively increased from <0.5% to >10%.