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Lo Tristan's Form 4/A amendment

Amended

Fat Projects Acquisition Corp (FATP) · filed Jun 8, 2023

Accession no.
0001474506-23-000279
Filed
Jun 8, 2023
Trade date
May 4, 2023
Filing delay
35 days
Rule 10b5-1 plan
Not checked
Original filed
May 24, 2023

This filing lists 1 derivative transaction. It was filed 35 days after the trade.

This amendment replaces 0001474506-23-000238 (filed May 24, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lo TristanCIK 0001969552Director, Officer (Co-Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 4, 2023Class A Ordinary SharesSSaleDisposed−63,500$1.97−$125,095328,151Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Class B ordinary shares have no expiration date and will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as set forth in the issuer's registration statement on Form S-1 (File No. 333-257126).

F2

The securities are held directly by Fat Projects International Investments and Holdings Limited ("FPIIHL"). The Reporting Person controls and owns a 50% equity interest in FPIIHL and may be deemed to beneficially own half of the Issuer's securities held by FPIIHL by virtue of his control of and 50% ownership interest in FPIIHL. The amount reported in column 5 represents half of the Class B ordinary shares disposed of by FPIIHL and the amount reported in column 9 represents half of the Class B ordinary shares held by FPIIHL after the disposition. The Reporting Person disclaims beneficial ownership of Issuer's securities held by FPIIHL, except to the extent of his pecuniary interest.

Read the full filing on SEC EDGAR (opens in a new tab)