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Humenik Delbert M's Form 4 filing

SEMrush Holdings, Inc. (SEMR) · filed Oct 1, 2021

Accession no.
0001472414-21-000002
Filed
Oct 1, 2021
Trade date
Sep 27-30, 2021
Filing delay
4 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 15 non-derivative transactions and 13 derivative transactions. Open-market sales total $3.61M. It was filed 4 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001472414-21-000003 (Oct 6, 2021). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Humenik Delbert MCIK 0001472414Officer (Chief Revenue Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 27, 2021Class A Common StockCConversionAcquired+90,000$0.00$0136,948Direct
Sep 27, 2021Class A Common StockCConversionAcquired+17,336$0.00$0154,284Direct
Sep 27, 2021Class A Common StockSSaleDisposed−21,236$25.52F2−$541,942.72133,048Direct
Sep 27, 2021Class A Common StockSSaleDisposed−900$26.12F3−$23,508132,148Direct
Sep 27, 2021Class A Common StockSSaleDisposed−200$27.39F4−$5,478131,948Direct
Sep 28, 2021Class A Common StockCConversionAcquired+31,375$0.00$0163,323Direct
Sep 28, 2021Class A Common StockSSaleDisposed−31,275$24.03F5−$751,538.25132,048Direct
Sep 28, 2021Class A Common StockSSaleDisposed−100$25.01F6−$2,501131,948Direct
Sep 29, 2021Class A Common StockCConversionAcquired+1,289$0.00$0133,237Direct
Sep 29, 2021Class A Common StockSSaleDisposed−29,990$24.23F7−$726,657.7103,247Direct
Sep 29, 2021Class A Common StockSSaleDisposed−20,030$24.74F8−$495,542.283,217Direct
Sep 30, 2021Class A Common StockCConversionAcquired+10,000$0.00$093,217Direct
Sep 30, 2021Class A Common StockSSaleDisposed−36,269$22.79F9−$826,570.5156,948Direct
Sep 30, 2021Class A Common StockSSaleDisposed−9,900$23.22F10−$229,87847,048Direct
Sep 30, 2021Class A Common StockSSaleDisposed−100$24.07F11−$2,40746,948Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 27, 2021Class A Common StockCConversionDisposed−90,000–F12–405,930Direct
Sep 27, 2021Class B Common StockMOption exerciseDisposed−17,336$0.00$0388,594Direct
Sep 27, 2021Class A Common StockMOption exerciseAcquired+17,336–F12–17,336Direct
Sep 27, 2021Class A Common StockCConversionDisposed−17,336–F12–0Direct
Sep 28, 2021Class B Common StockMOption exerciseDisposed−31,375$0.00$0357,219Direct
Sep 28, 2021Class A Common StockMOption exerciseAcquired+31,375–F12–31,375Direct
Sep 28, 2021Class A Common StockCConversionDisposed−31,375–F12–0Direct
Sep 29, 2021Class B Common StockMOption exerciseDisposed−1,289$0.00$0355,930Direct
Sep 29, 2021Class A Common StockMOption exerciseAcquired+1,289–F12–1,289Direct
Sep 29, 2021Class A Common StockCConversionDisposed−1,289–F12–0Direct
Sep 30, 2021Class B Common StockMOption exerciseDisposed−10,000$0.00$0345,930Direct
Sep 27, 2021Class A Common StockMOption exerciseAcquired+10,000–F12–10,000Direct
Sep 30, 2021Class A Common StockCConversionDisposed−10,000–F12–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $25.03 to $25.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $26.03 to $26.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $27.15 to $27.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $23.6100 to $24.6099, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $25.010 to $26.0099, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $23.5400 to $24.5399, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $24.5400 to $25.5399, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $22.0600 to $23.0599, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $23.0600 to $24.0599, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (9) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $24.0700 to $25.0699, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (10) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F12

The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis and will mandatorily convert into Class A common stock on the date that is seven years from the date of the prospectus used in connection with the IPO and upon the occurrence of certain other events as set forth in the Issuer's certificate of incorporation.

Referenced by the price of 9 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)