Baker Robert Nathan's Form 4 filing
Cardinal Ethanol LLC · filed Sep 21, 2022
- Accession no.
- 0001471498-22-000003
- Filed
- Sep 21, 2022
- Trade date
- Sep 1, 2022
- Filing delay
- 20 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. It was filed 20 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker Robert NathanCIK 0001471498 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Limited Liability Company Membership Units | PPurchaseAcquired | +4 | $12,000.00F1 | +$48,000 | 1,855 | Indirect | Price outlier |
| Sep 1, 2022 | Limited Liability Company Membership Units | PPurchaseAcquired | +5 | $12,000.00F1 | +$60,000 | 1,860 | Indirect | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
per unit.
Referenced by the price of 2 transactions in Table I.