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Baker Robert Nathan's Form 4 filing

Cardinal Ethanol LLC · filed May 2, 2022

Accession no.
0001471498-22-000001
Filed
May 2, 2022
Trade date
May 1, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Baker Robert NathanCIK 0001471498Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 1, 2022Limited Liability Company Membership UnitsPPurchaseAcquired+4$13,000.00F1+$52,0001,831IndirectPrice outlier
May 1, 2022Limited Liability Company Membership UnitsPPurchaseAcquired+2$13,000.00F1+$26,0001,833IndirectPrice outlier
May 1, 2022Limited Liability Company Membership UnitsPPurchaseAcquired+2$13,000.00F1+$26,0001,835IndirectPrice outlier
May 1, 2022Limited Liability Company Membership UnitsPPurchaseAcquired+10$13,003.00F1+$130,0301,845IndirectPrice outlier

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

per unit.

Referenced by the price of 4 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)