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Colestro James M's Form 4 filing

Northwest Bancshares, Inc. (NWBI) · filed Nov 30, 2022

Accession no.
0001471265-22-000117
Filed
Nov 30, 2022
Trade date
Nov 28, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $20.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Colestro James MCIK 0001943943Officer (EVP, Retail Lend & Bus Banking)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 28, 2022Northwest Bancshares, Inc. Common StockMOption exerciseAcquired+77$12.44+$957.8814,105.12Direct
Nov 28, 2022Northwest Bancshares, Inc. Common StockMOption exerciseAcquired+106$12.37+$1,311.2214,211.12Direct
Nov 28, 2022Northwest Bancshares, Inc. Common StockMOption exerciseAcquired+1,142$9.71+$11,088.8215,353.12Direct
Nov 28, 2022Northwest Bancshares, Inc. Common StockSSaleDisposed−1,325$15.06−$19,954.514,028.12Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 28, 2022Northwest Bancshares, Inc. Common StockMOption exerciseAcquired+77$12.44+$957.880Direct
Nov 28, 2022Northwest Bancshares, Inc. Common StockMOption exerciseAcquired+106$12.37+$1,311.22212Direct
Nov 28, 2022Northwest Bancshares, Inc. Common StockMOption exerciseAcquired+1,142$9.71+$11,088.824,568Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)