Harvey William W's Form 4 filing
Northwest Bancshares, Inc. (NWBI) · filed Nov 1, 2022
- Accession no.
- 0001471265-22-000111
- Filed
- Nov 1, 2022
- Trade date
- Oct 31, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $424.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harvey William WCIK 0001204555 | Officer (SEVP, COO & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +1,440 | $12.44 | +$17,913.6 | 193,335 | Direct | |
| Oct 31, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +1,440 | $13.15 | +$18,936 | 194,775 | Direct | |
| Oct 31, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +3,094 | $12.37 | +$38,272.78 | 197,869 | Direct | |
| Oct 31, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +9,282 | $12.37 | +$114,818.34 | 207,151 | Direct | |
| Oct 31, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +6,808 | $9.71 | +$66,105.68 | 213,959 | Direct | |
| Oct 31, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +6,188 | $13.68 | +$84,651.84 | 220,147 | Direct | |
| Oct 31, 2022 | Northwest Bancshares, Inc. Common Stock | SSaleDisposed | −28,252 | $15.04F1 | −$424,910.08 | 191,895 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +1,440 | $12.44 | +$17,913.6 | 0 | Direct | |
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +1,440 | $13.15 | +$18,936 | 1,440 | Direct | |
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +12,376 | $12.37 | +$38,272.78 | 3,094 | Direct | |
| Oct 31, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +6,808 | $9.71 | +$66,105.68 | 8,662 | Direct | |
| Oct 31, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +6,188 | $13.68 | +$84,651.84 | 9,282 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Average price of 317 lots with a high of $15.08 and a low of $15.00.
Referenced by the price of 1 transaction in Table I.