Fannin Timothy B's Form 4 filing
Northwest Bancshares, Inc. (NWBI) · filed Oct 31, 2022
- Accession no.
- 0001471265-22-000109
- Filed
- Oct 31, 2022
- Trade date
- Oct 28, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $363.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fannin Timothy BCIK 0001574728 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +7,200 | $12.44 | +$89,568 | 32,246 | Direct | |
| Oct 28, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +6,480 | $13.15 | +$85,212 | 38,726 | Direct | |
| Oct 28, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +5,760 | $12.37 | +$71,251.2 | 44,486 | Direct | |
| Oct 28, 2022 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +5,040 | $14.15 | +$71,316 | 49,526 | Direct | |
| Oct 28, 2022 | Northwest Bancshares, Inc. Common Stock | SSaleDisposed | −24,480 | $14.83F1 | −$363,038.4 | 25,046 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | Common Stock | MOption exerciseAcquired | +7,200 | $12.44 | +$89,568 | 0 | Direct | |
| Oct 28, 2022 | Common Stock | MOption exerciseAcquired | +6,480 | $13.15 | +$85,212 | 720 | Direct | |
| Oct 28, 2022 | Common Stock | MOption exerciseAcquired | +5,760 | $12.37 | +$71,251.2 | 1,440 | Direct | |
| Oct 28, 2022 | Common Stock | MOption exerciseAcquired | +5,040 | $14.15 | +$71,316 | 2,160 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Average price of 199 lots with a high of $14.855 and a low of $14.77.
Referenced by the price of 1 transaction in Table I.