Harvey William W's Form 4 filing
Northwest Bancshares, Inc. (NWBI) · filed Dec 7, 2021
- Accession no.
- 0001471265-21-000161
- Filed
- Dec 7, 2021
- Trade date
- Dec 6, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $163.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harvey William WCIK 0001204555 | Officer (SEVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2021 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +11,520 | $13.15 | +$151,488 | 189,169 | Direct | |
| Dec 6, 2021 | Northwest Bancshares, Inc. Common Stock | SSaleDisposed | −11,520 | $14.19F1 | −$163,468.8 | 177,649 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2021 | Common Stock | MOption exerciseAcquired | +11,520 | $13.15 | +$151,488 | 2,880 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Average price of 16 lots with a high of $14.212 and a low of $14.16.
Referenced by the price of 1 transaction in Table I.