Harvey William W's Form 4 filing
Northwest Bancshares, Inc. (NWBI) · filed Nov 10, 2021
- Accession no.
- 0001471265-21-000150
- Filed
- Nov 10, 2021
- Trade date
- Nov 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $183.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harvey William WCIK 0001204555 | Officer (SEVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Northwest Bancshares, Inc. Common Stock | MOption exerciseAcquired | +12,960 | $12.44 | +$161,222.4 | 190,609 | Direct | |
| Nov 8, 2021 | Northwest Bancshares, Inc. Common Stock | SSaleDisposed | −12,960 | $14.18F1 | −$183,772.8 | 177,649 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −12,960 | $12.44 | −$161,222.4 | 1,440 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Average price of 23 lots with a high of $14.265 and a low of $14.11.
Referenced by the price of 1 transaction in Table I.