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Meegan John P's Form 4 filing

Northwest Bancshares, Inc. (NWBI) · filed Nov 1, 2021

Accession no.
0001471265-21-000143
Filed
Nov 1, 2021
Trade date
Oct 28, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $100.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Meegan John PCIK 0001478674Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 28, 2021Northwest Bancshares, Inc. Common StockMOption exerciseAcquired+7,200$11.70+$84,24071,950Direct
Oct 28, 2021Northwest Bancshares, Inc. Common StockSSaleDisposed−7,200$13.93F1−$100,29664,750Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 28, 2021Common StockMOption exerciseAcquired+7,200$11.70+$84,2400Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Average price of 11 lots with a high of $13.9709 and a low of $13.90.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)