Steele Jeanna's Form 4/A amendment
AmendedSunrun Inc. (RUN) · filed Dec 22, 2021
- Accession no.
- 0001469367-21-000265
- Filed
- Dec 22, 2021
- Trade date
- Oct 13, 2021
- Filing delay
- 70 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 15, 2021
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $22.7K. It was filed 70 days after the trade.
This amendment replaces 0001469367-21-000223 (filed Oct 15, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steele JeannaCIK 0001741304 | Officer (Chief Legal and People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +2,812 | $8.05 | +$22,636.6 | 108,055 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −454 | $50.00 | −$22,700 | 107,601 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −2,812 | $0.00 | $0 | 5,626 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
- F2
Shares held following the reported transactions include 43,311 Restricted Stock Units, which are subject to forfeiture until they vest.
- F3
25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.