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Hatto Christopher's Form 4 filing

General Motors Co (GM) · filed Nov 19, 2021

Accession no.
0001467858-21-000161
Filed
Nov 19, 2021
Trade date
Nov 17-18, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $517.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hatto ChristopherCIK 0001292153Officer (Vice President & CAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2021Common StockSSaleDisposed−7,353$65.00F2−$477,94510,984Direct
Nov 18, 2021Common StockSSaleDisposed−600$65.01F2−$39,00610,384Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.03, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)