Phillips Elizabeth D's Form 4 filing
Kewaunee Scientific Corp (KEQU) · filed Jul 2, 2026
- Accession no.
- 0001467437-26-000004
- Filed
- Jul 2, 2026, 11:57 AM ET
- Trade date
- Jun 30, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips Elizabeth DCIK 0001467437 | Officer (SVP, People & Culture) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2026 | Common Stock | MOption exerciseAcquired | +6,656 | $0.00F1,F2 | $0 | 14,904 | Direct | |
| Jun 30, 2026 | Common Stock | DReturned to the companyDisposed | −4,995 | $36.25 | −$181,068.75 | 9,909 | Direct | |
| Jun 30, 2026 | Common Stock | FTax withholdingDisposed | −793 | $36.25 | −$28,746.25 | 9,116 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2026 | Common Stock | MOption exerciseDisposed | −5,470 | $0.00F1,F2 | $0 | 0 | Direct | |
| Jun 30, 2026 | Common Stock | MOption exerciseDisposed | −501 | $0.00F1 | $0 | 2,758 | Direct | |
| Jun 30, 2026 | Common Stock | MOption exerciseDisposed | −685 | $0.00F1 | $0 | 3,426 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Service-based restricted stock units ("RSUs") convert to common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I and 3 transactions in Table II.
- F2
On June 30, 2026, 3,330 of the reporting person's performance-based RSUs were settled following certification of performance results for the applicable performance period, which resulted in the performance-based RSUs vesting at 150% of target. In the settlement, the reporting person received, pursuant to an election made by the reporting person, cash in settlement of RSUs otherwise entitling the reporting person to receive 4,995 shares. In addition, on June 30, 2026, 475 of the reporting person's service-based RSUs vested. Accordingly, the reporting person received 475 shares in the aggregate as a result of the settlement of these RSUs, as well as a payment in cash in lieu of 4,995 shares.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.