Gennaro Norman's Form 4 filing
Zendesk, Inc. (ZEN) · filed Feb 17, 2022
- Accession no.
- 0001463172-22-000051
- Filed
- Feb 17, 2022
- Trade date
- Feb 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $820.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gennaro NormanCIK 0001727790 | Officer (President of Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +325 | –F1 | – | 35,674 | Direct | |
| Feb 15, 2022 | Common Stock | FTax withholdingDisposed | −113 | $116.39 | −$13,152.07 | 35,561 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +408 | –F1 | – | 35,969 | Direct | |
| Feb 15, 2022 | Common Stock | FTax withholdingDisposed | −142 | $116.39 | −$16,527.38 | 35,827 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +295 | –F1 | – | 36,122 | Direct | |
| Feb 15, 2022 | Common Stock | FTax withholdingDisposed | −103 | $116.39 | −$11,988.17 | 36,019 | Direct | |
| Feb 16, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $35.47 | +$177,350 | 41,019 | Direct | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −7,000 | $117.26 | −$820,820 | 34,019 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −325 | $0.00 | $0 | 3,576 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −408 | $0.00 | $0 | 9,787 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −295 | $0.00 | $0 | 10,626 | Direct | |
| Feb 16, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 73,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 3 transactions in Table I.