Gennaro Norman's Form 4 filing
Zendesk, Inc. (ZEN) · filed Jan 20, 2022
- Accession no.
- 0001463172-22-000010
- Filed
- Jan 20, 2022
- Trade date
- Jan 15-18, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $493.6K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gennaro NormanCIK 0001727790 | Officer (President of Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +2,398 | –F1 | – | 36,588 | Direct | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −909 | $100.41 | −$91,272.69 | 35,679 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +325 | –F1 | – | 36,004 | Direct | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −113 | $100.41 | −$11,346.33 | 35,891 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +408 | –F1 | – | 36,299 | Direct | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −142 | $100.41 | −$14,258.22 | 36,157 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +295 | –F1 | – | 36,452 | Direct | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −103 | $100.41 | −$10,342.23 | 36,349 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $35.47 | +$141,880 | 40,349 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −5,000 | $98.71 | −$493,550 | 35,349 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −2,398 | $0.00 | $0 | 0 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −325 | $0.00 | $0 | 3,901 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −408 | $0.00 | $0 | 10,195 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −295 | $0.00 | $0 | 10,921 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 78,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 4 transactions in Table I.