Svane Mikkel's Form 4 filing
Zendesk, Inc.ZEN · filed Jan 20, 2022
- Accession no.
- 0001463172-22-000002
- Filed
- Jan 20, 2022
- Trade date
- Jan 15-18, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 5 derivative transactions. Open-market sales total $4.29M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Svane MikkelCIK 0001606088 | Director, Officer (Chair and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +676 | –F1 | – | 847,079 | Direct | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −278 | $100.41 | −$27,913.98 | 846,801 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +539 | –F1 | – | 847,340 | Direct | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −221 | $100.41 | −$22,190.61 | 847,119 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +815 | –F1 | – | 847,934 | Direct | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −281 | $100.41 | −$28,215.21 | 847,653 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +590 | –F1 | – | 848,243 | Direct | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −205 | $100.41 | −$20,584.05 | 848,038 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +43,875 | $9.52 | +$417,690 | 891,913 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −16,521 | $97.13F4 | −$1,604,684.73 | 875,392 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −21,556 | $97.85F5 | −$2,109,254.6 | 853,836 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −5,798 | $98.77F6 | −$572,668.46 | 848,038 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −676 | $0.00 | $0 | 0 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −539 | $0.00 | $0 | 6,476 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −815 | $0.00 | $0 | 20,389 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −590 | $0.00 | $0 | 21,841 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseDisposed | −43,875 | $0.00 | $0 | 1,053,011 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 4 transactions in Table I.
- F4
This sale price represents the weighted average sale price of the shares sold ranging from $96.43 to $97.4250 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This sale price represents the weighted average sale price of the shares sold ranging from $97.4350 to $98.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This sale price represents the weighted average sale price of the shares sold ranging from $98.46 to $99.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.