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Svane Mikkel's Form 4 filing

Zendesk, Inc. (ZEN) · filed Dec 17, 2021

Accession no.
0001463172-21-000447
Filed
Dec 17, 2021
Trade date
Dec 15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 12 non-derivative transactions and 5 derivative transactions. Open-market sales total $4.33M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Svane MikkelCIK 0001606088Director, Officer (Chair and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 15, 2021Common StockMOption exerciseAcquired+675–F1–845,758Direct
Dec 15, 2021Common StockFTax withholdingDisposed−335$100.25−$33,583.75845,423Direct
Dec 15, 2021Common StockMOption exerciseAcquired+540–F1–845,963Direct
Dec 15, 2021Common StockFTax withholdingDisposed−268$100.25−$26,867845,695Direct
Dec 15, 2021Common StockMOption exerciseAcquired+816–F1–846,511Direct
Dec 15, 2021Common StockFTax withholdingDisposed−405$100.25−$40,601.25846,106Direct
Dec 15, 2021Common StockMOption exerciseAcquired+590–F1–846,696Direct
Dec 15, 2021Common StockFTax withholdingDisposed−293$100.25−$29,373.25846,403Direct
Dec 15, 2021Common StockMOption exerciseAcquired+43,875$9.52+$417,690890,278Direct
Dec 15, 2021Common StockSSaleDisposed−11,657$98.10F4−$1,143,551.7878,621Direct
Dec 15, 2021Common StockSSaleDisposed−30,553$98.76F5−$3,017,414.28848,068Direct
Dec 15, 2021Common StockSSaleDisposed−1,665$99.44F6−$165,567.6846,403Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 15, 2021Common StockMOption exerciseDisposed−675$0.00$0676Direct
Dec 15, 2021Common StockMOption exerciseDisposed−540$0.00$07,015Direct
Dec 15, 2021Common StockMOption exerciseDisposed−816$0.00$021,204Direct
Dec 15, 2021Common StockMOption exerciseDisposed−590$0.00$022,431Direct
Dec 15, 2021Common StockMOption exerciseDisposed−43,875$0.00$01,096,886Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units convert into common stock on a one-for-one basis.

Referenced by the price of 4 transactions in Table I.

F4

This sale price represents the weighted average sale price of the shares sold ranging from $97.39 to $98.3850 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This sale price represents the weighted average sale price of the shares sold ranging from $98.39 to $99.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

This sale price represents the weighted average sale price of the shares sold ranging from $99.39 to $99.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)