Gennaro Norman's Form 4 filing
Zendesk, Inc. (ZEN) · filed Nov 17, 2021
- Accession no.
- 0001463172-21-000433
- Filed
- Nov 17, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $515.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gennaro NormanCIK 0001727790 | Officer (President of Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +2,396 | –F1 | – | 35,139 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −1,188 | $103.83 | −$123,350.04 | 33,951 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +325 | –F1 | – | 34,276 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −162 | $103.83 | −$16,820.46 | 34,114 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +408 | –F1 | – | 34,522 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −203 | $103.83 | −$21,077.49 | 34,319 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +295 | –F1 | – | 34,614 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −147 | $103.83 | −$15,263.01 | 34,467 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +4,000 | $35.47 | +$141,880 | 38,467 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −5,000 | $103.14 | −$515,700 | 33,467 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −2,396 | $0.00 | $0 | 4,793 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −325 | $0.00 | $0 | 4,551 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −408 | $0.00 | $0 | 11,010 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −295 | $0.00 | $0 | 11,511 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 86,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 4 transactions in Table I.