Svane Mikkel's Form 4 filing
Zendesk, Inc. (ZEN) · filed Nov 17, 2021
- Accession no.
- 0001463172-21-000427
- Filed
- Nov 17, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 5 derivative transactions. Open-market sales total $4.55M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Svane MikkelCIK 0001606088 | Director, Officer (Chair and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +675 | –F1 | – | 844,439 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −335 | $103.83 | −$34,783.05 | 844,104 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +540 | –F1 | – | 844,644 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −268 | $103.83 | −$27,826.44 | 844,376 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +815 | –F1 | – | 845,191 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −405 | $103.83 | −$42,051.15 | 844,786 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +590 | –F1 | – | 845,376 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −293 | $103.83 | −$30,422.19 | 845,083 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +43,875 | $9.52 | +$417,690 | 888,958 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −18,393 | $103.28F4 | −$1,899,629.04 | 870,565 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −25,482 | $103.93F5 | −$2,648,344.26 | 845,083 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −675 | $0.00 | $0 | 1,351 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −540 | $0.00 | $0 | 7,555 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −815 | $0.00 | $0 | 22,020 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −590 | $0.00 | $0 | 23,021 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −43,875 | $0.00 | $0 | 1,140,761 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 4 transactions in Table I.
- F4
This sale price represents the weighted average sale price of the shares sold ranging from $102.65 to $103.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This sale price represents the weighted average sale price of the shares sold ranging from $103.66 to $104.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.