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Svane Mikkel's Form 4 filing

Zendesk, Inc. (ZEN) · filed Oct 19, 2021

Accession no.
0001463172-21-000399
Filed
Oct 19, 2021
Trade date
Oct 15, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 5 derivative transactions. Open-market sales total $5.48M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Svane MikkelCIK 0001606088Director, Officer (Chair and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 15, 2021Common StockMOption exerciseAcquired+675–F1–843,120Direct
Oct 15, 2021Common StockFTax withholdingDisposed−335$124.91−$41,844.85842,785Direct
Oct 15, 2021Common StockMOption exerciseAcquired+539–F1–843,324Direct
Oct 15, 2021Common StockFTax withholdingDisposed−268$124.91−$33,475.88843,056Direct
Oct 15, 2021Common StockMOption exerciseAcquired+816–F1–843,872Direct
Oct 15, 2021Common StockFTax withholdingDisposed−405$124.91−$50,588.55843,467Direct
Oct 15, 2021Common StockMOption exerciseAcquired+591–F1–844,058Direct
Oct 15, 2021Common StockFTax withholdingDisposed−294$124.91−$36,723.54843,764Direct
Oct 15, 2021Common StockMOption exerciseAcquired+43,875$9.52+$417,690887,639Direct
Oct 15, 2021Common StockSSaleDisposed−37,975$124.84F4−$4,740,799849,664Direct
Oct 15, 2021Common StockSSaleDisposed−5,900$125.41F5−$739,919843,764Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 15, 2021Common StockMOption exerciseDisposed−675$0.00$02,026Direct
Oct 15, 2021Common StockMOption exerciseDisposed−539$0.00$08,095Direct
Oct 15, 2021Common StockMOption exerciseDisposed−816$0.00$022,835Direct
Oct 15, 2021Common StockMOption exerciseDisposed−591$0.00$023,611Direct
Oct 15, 2021Common StockMOption exerciseDisposed−43,875$0.00$01,184,636Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units convert into common stock on a one-for-one basis.

Referenced by the price of 4 transactions in Table I.

F4

This sale price represents the weighted average sale price of the shares sold ranging from $124.26 to $125.255 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This sale price represents the weighted average sale price of the shares sold ranging from $125.27 to $125.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)