Gennaro Norman's Form 4 filing
Zendesk, Inc. (ZEN) · filed Oct 19, 2021
- Accession no.
- 0001463172-21-000393
- Filed
- Oct 19, 2021
- Trade date
- Oct 15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 6 derivative transactions. Open-market sales total $624.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gennaro NormanCIK 0001727790 | Officer (President of Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2021 | Common Stock | MOption exerciseAcquired | +2,396 | –F1 | – | 34,414 | Direct | |
| Oct 15, 2021 | Common Stock | FTax withholdingDisposed | −1,188 | $124.91 | −$148,393.08 | 33,226 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseAcquired | +325 | –F1 | – | 33,551 | Direct | |
| Oct 15, 2021 | Common Stock | FTax withholdingDisposed | −162 | $124.91 | −$20,235.42 | 33,389 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseAcquired | +408 | –F1 | – | 33,797 | Direct | |
| Oct 15, 2021 | Common Stock | FTax withholdingDisposed | −203 | $124.91 | −$25,356.73 | 33,594 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseAcquired | +296 | –F1 | – | 33,890 | Direct | |
| Oct 15, 2021 | Common Stock | FTax withholdingDisposed | −147 | $124.91 | −$18,361.77 | 33,743 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseAcquired | +3,000 | $35.47 | +$106,410 | 36,743 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $73.27 | +$73,270 | 37,743 | Direct | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −5,000 | $124.87 | −$624,350 | 32,743 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2021 | Common Stock | MOption exerciseDisposed | −2,396 | $0.00 | $0 | 7,189 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseDisposed | −325 | $0.00 | $0 | 4,876 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseDisposed | −408 | $0.00 | $0 | 11,418 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseDisposed | −296 | $0.00 | $0 | 11,806 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 90,000 | Direct | |
| Oct 15, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 23,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 4 transactions in Table I.