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Svane Mikkel's Form 4 filing

Zendesk, Inc. (ZEN) · filed Sep 17, 2021

Accession no.
0001463172-21-000369
Filed
Sep 17, 2021
Trade date
Sep 15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 5 derivative transactions. Open-market sales total $5.12M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Svane MikkelCIK 0001606088Director, Officer (Chair and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 15, 2021Common StockMOption exerciseAcquired+675–F1–841,801Direct
Sep 15, 2021Common StockFTax withholdingDisposed−335$115.50−$38,692.5841,466Direct
Sep 15, 2021Common StockMOption exerciseAcquired+540–F1–842,006Direct
Sep 15, 2021Common StockFTax withholdingDisposed−268$115.50−$30,954841,738Direct
Sep 15, 2021Common StockMOption exerciseAcquired+815–F1–842,553Direct
Sep 15, 2021Common StockFTax withholdingDisposed−405$115.50−$46,777.5842,148Direct
Sep 15, 2021Common StockMOption exerciseAcquired+590–F1–842,738Direct
Sep 15, 2021Common StockFTax withholdingDisposed−293$115.50−$33,841.5842,445Direct
Sep 15, 2021Common StockMOption exerciseAcquired+43,875$9.52+$417,690886,320Direct
Sep 15, 2021Common StockSSaleDisposed−20,541$116.39F4−$2,390,766.99865,779Direct
Sep 15, 2021Common StockSSaleDisposed−23,334$117.09F5−$2,732,178.06842,445Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 15, 2021Common StockMOption exerciseDisposed−675$0.00$02,701Direct
Sep 15, 2021Common StockMOption exerciseDisposed−540$0.00$08,634Direct
Sep 15, 2021Common StockMOption exerciseDisposed−815$0.00$023,651Direct
Sep 15, 2021Common StockMOption exerciseDisposed−590$0.00$024,202Direct
Sep 15, 2021Common StockMOption exerciseDisposed−43,875$0.00$01,228,511Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units convert into common stock on a one-for-one basis.

Referenced by the price of 4 transactions in Table I.

F4

This sale price represents the weighted average sale price of the shares sold ranging from $115.80 to $116.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This sale price represents the weighted average sale price of the shares sold ranging from $116.80 to $117.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)