Gennaro Norman's Form 4 filing
Zendesk, Inc. (ZEN) · filed Aug 17, 2021
- Accession no.
- 0001463172-21-000349
- Filed
- Aug 17, 2021
- Trade date
- Aug 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 6 derivative transactions. Open-market sales total $614.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gennaro NormanCIK 0001727790 | Officer (President of Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2021 | Common Stock | MOption exerciseAcquired | +2,396 | –F1 | – | 32,966 | Direct | |
| Aug 15, 2021 | Common Stock | FTax withholdingDisposed | −1,188 | $123.72 | −$146,979.36 | 31,778 | Direct | |
| Aug 15, 2021 | Common Stock | MOption exerciseAcquired | +325 | –F1 | – | 32,103 | Direct | |
| Aug 15, 2021 | Common Stock | FTax withholdingDisposed | −162 | $123.72 | −$20,042.64 | 31,941 | Direct | |
| Aug 15, 2021 | Common Stock | MOption exerciseAcquired | +408 | –F1 | – | 32,349 | Direct | |
| Aug 15, 2021 | Common Stock | FTax withholdingDisposed | −203 | $123.72 | −$25,115.16 | 32,146 | Direct | |
| Aug 15, 2021 | Common Stock | MOption exerciseAcquired | +295 | –F1 | – | 32,441 | Direct | |
| Aug 15, 2021 | Common Stock | FTax withholdingDisposed | −147 | $123.72 | −$18,186.84 | 32,294 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +3,000 | $35.47 | +$106,410 | 35,294 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $73.27 | +$73,270 | 36,294 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −5,000 | $122.92 | −$614,600 | 31,294 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2021 | Common Stock | MOption exerciseDisposed | −2,396 | $0.00 | $0 | 11,981 | Direct | |
| Aug 15, 2021 | Common Stock | MOption exerciseDisposed | −325 | $0.00 | $0 | 5,526 | Direct | |
| Aug 15, 2021 | Common Stock | MOption exerciseDisposed | −408 | $0.00 | $0 | 12,234 | Direct | |
| Aug 15, 2021 | Common Stock | MOption exerciseDisposed | −295 | $0.00 | $0 | 12,397 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 97,000 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 24,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 4 transactions in Table I.