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Svane Mikkel's Form 4 filing

Zendesk, Inc. (ZEN) · filed Aug 17, 2021

Accession no.
0001463172-21-000347
Filed
Aug 17, 2021
Trade date
Aug 15-16, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 14 non-derivative transactions and 5 derivative transactions. Open-market sales total $5.28M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Svane MikkelCIK 0001606088Director, Officer (Chair and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2021Common StockMOption exerciseAcquired+675–F1–840,482Direct
Aug 15, 2021Common StockFTax withholdingDisposed−335$123.72−$41,446.2840,147Direct
Aug 15, 2021Common StockMOption exerciseAcquired+539–F1–840,686Direct
Aug 15, 2021Common StockFTax withholdingDisposed−268$123.72−$33,156.96840,418Direct
Aug 15, 2021Common StockMOption exerciseAcquired+816–F1–841,234Direct
Aug 15, 2021Common StockFTax withholdingDisposed−405$123.72−$50,106.6840,829Direct
Aug 15, 2021Common StockMOption exerciseAcquired+590–F1–841,419Direct
Aug 15, 2021Common StockFTax withholdingDisposed−293$123.72−$36,249.96841,126Direct
Aug 16, 2021Common StockMOption exerciseAcquired+43,875$9.52+$417,690885,001Direct
Aug 16, 2021Common StockSSaleDisposed−6,818$119.57F4−$815,228.26878,183Direct
Aug 16, 2021Common StockSSaleDisposed−29,521$120.26F5−$3,550,195.46848,662Direct
Aug 16, 2021Common StockSSaleDisposed−3,615$121.39F6−$438,824.85845,047Direct
Aug 16, 2021Common StockSSaleDisposed−2,770$122.15F7−$338,355.5842,277Direct
Aug 16, 2021Common StockSSaleDisposed−1,151$122.92F8−$141,480.92841,126Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2021Common StockMOption exerciseDisposed−675$0.00$03,376Direct
Aug 15, 2021Common StockMOption exerciseDisposed−539$0.00$09,174Direct
Aug 15, 2021Common StockMOption exerciseDisposed−816$0.00$024,466Direct
Aug 15, 2021Common StockMOption exerciseDisposed−590$0.00$024,792Direct
Aug 16, 2021Common StockMOption exerciseDisposed−43,875$0.00$01,272,386Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units convert into common stock on a one-for-one basis.

Referenced by the price of 4 transactions in Table I.

F4

This sale price represents the weighted average sale price of the shares sold ranging from $118.84 to $119.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This sale price represents the weighted average sale price of the shares sold ranging from $119.94 to $120.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

This sale price represents the weighted average sale price of the shares sold ranging from $120.84 to $121.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

This sale price represents the weighted average sale price of the shares sold ranging from $121.84 to $122.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

This sale price represents the weighted average sale price of the shares sold at $122.92 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)