Gennaro Norman's Form 4 filing
Zendesk, Inc. (ZEN) · filed Jul 19, 2021
- Accession no.
- 0001463172-21-000303
- Filed
- Jul 19, 2021
- Trade date
- Jul 15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 6 derivative transactions. Open-market sales total $688.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gennaro NormanCIK 0001727790 | Officer (President of Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +2,395 | –F1 | – | 32,242 | Direct | |
| Jul 15, 2021 | Common Stock | FTax withholdingDisposed | −1,188 | $137.62 | −$163,492.56 | 31,054 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +325 | –F1 | – | 31,379 | Direct | |
| Jul 15, 2021 | Common Stock | FTax withholdingDisposed | −162 | $137.62 | −$22,294.44 | 31,217 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +407 | –F1 | – | 31,624 | Direct | |
| Jul 15, 2021 | Common Stock | FTax withholdingDisposed | −202 | $137.62 | −$27,799.24 | 31,422 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +295 | –F1 | – | 31,717 | Direct | |
| Jul 15, 2021 | Common Stock | FTax withholdingDisposed | −147 | $137.62 | −$20,230.14 | 31,570 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +3,000 | $35.47 | +$106,410 | 34,570 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $73.27 | +$73,270 | 35,570 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −5,000 | $137.72 | −$688,600 | 30,570 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −2,395 | $0.00 | $0 | 14,377 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −325 | $0.00 | $0 | 5,851 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −407 | $0.00 | $0 | 12,642 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −295 | $0.00 | $0 | 12,692 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 100,000 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 25,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 4 transactions in Table I.