Mora Richard's Form 4 filing
Enphase Energy, Inc. (ENPH) · filed Oct 28, 2022
- Accession no.
- 0001463101-22-000113
- Filed
- Oct 28, 2022
- Trade date
- Oct 27, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.01M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mora RichardCIK 0001599770 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2022 | Common Stock | MOption exerciseAcquired | +5,840 | $0.70 | +$4,088 | 7,440 | Direct | |
| Oct 27, 2022 | Common Stock | MOption exerciseAcquired | +7,160 | $5.53 | +$39,594.8 | 14,600 | Direct | |
| Oct 27, 2022 | Common Stock | SSaleDisposed | −3,500 | $307.56 | −$1,076,460 | 11,100 | Direct | |
| Oct 27, 2022 | Common Stock | SSaleDisposed | −3,479 | $308.65 | −$1,073,793.35 | 7,621 | Direct | |
| Oct 27, 2022 | Common Stock | SSaleDisposed | −6,021 | $309.63 | −$1,864,282.23 | 1,600 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2022 | Common Stock | MOption exerciseDisposed | −5,840 | $0.00 | $0 | 0 | Direct | |
| Oct 27, 2022 | Common Stock | MOption exerciseDisposed | −7,160 | $0.00 | $0 | 17,794 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.