Ranhoff David A's Form 4/A amendment
AmendedEnphase Energy, Inc. (ENPH) · filed Nov 24, 2021
- Accession no.
- 0001463101-21-000135
- Filed
- Nov 24, 2021
- Trade date
- Nov 17, 2021
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 18, 2021
This filing lists 1 non-derivative transaction. It carries over 10 transactions from the original filing that it did not restate. Open-market sales total $21.3M. It was filed 7 days after the trade.
This amendment restates part of 0001463101-21-000133 (filed Nov 18, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ranhoff David ACIK 0001216875 | Officer (EVP & Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock | JOtherAcquired | +20,299 | –F1 | – | 105,146 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001463101-21-000133 (filed Nov 18, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | SSaleDisposed | −66,272 | $244.10 | −$16,176,995.2 | 108,646 | Direct | |
| Nov 16, 2021 | Common Stock | GGiftDisposed | −3,500 | $0.00 | $0 | 105,146 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −3,345 | $250.95F3 | −$839,427.75 | 101,801 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −5,213 | $251.97F4 | −$1,313,519.61 | 96,588 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −739 | $253.16F5 | −$187,085.24 | 95,849 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −975 | $254.29F6 | −$247,932.75 | 94,874 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −2,280 | $255.57F7 | −$582,699.6 | 92,594 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −2,903 | $256.42F8 | −$744,387.26 | 89,691 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −4,634 | $257.30F9 | −$1,192,328.2 | 85,057 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −210 | $258.28F10 | −$54,238.8 | 84,847 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $250.60 to $251.57. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $251.61 to $252.47. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F5
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $252.68 to $253.41. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $253.90 to $254.81. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F7
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $255.015 to $255.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F8
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $256.04 to $256.995. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F9
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $257.04 to $258.01. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F10
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $258.095 to $258.29. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sales previously made on November 17, 2021 have been reversed due to broker error in executing trades to sell 20,299 shares of Common Stock under Reporting Person's 10b5-1 Plan.
Referenced by the price of 1 transaction in Table I.