Novosel Thomas C's Form 4 filing
Americold Realty Trust (COLD) · filed Mar 10, 2022
- Accession no.
- 0001455863-22-000024
- Filed
- Mar 10, 2022
- Trade date
- Mar 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 5 derivative transactions. Open-market sales total $247.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Novosel Thomas CCIK 0001229401 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2022 | Common Shares of Beneficial Interest | MOption exerciseAcquired | +1,229 | $0.00 | $0 | 15,465 | Direct | |
| Mar 8, 2022 | Common Shares of Beneficial Interest | MOption exerciseAcquired | +1,148 | $0.00 | $0 | 16,613 | Direct | |
| Mar 8, 2022 | Common Shares of Beneficial Interest | MOption exerciseAcquired | +1,323 | $0.00 | $0 | 17,936 | Direct | |
| Mar 8, 2022 | Common Shares of Beneficial Interest | FTax withholdingDisposed | −1,097 | $27.02 | −$29,640.94 | 16,839 | Direct | |
| Mar 9, 2022 | Common Shares of Beneficial Interest | SSaleDisposed | −9,000 | $27.52F1 | −$247,680 | 7,839 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2022 | Common Shares of Beneficial Interest | MOption exerciseDisposed | −1,229 | $0.00 | $0 | 2,458 | Direct | |
| Mar 8, 2022 | Common Shares of Beneficial Interest | MOption exerciseDisposed | −1,148 | $0.00 | $0 | 0 | Direct | |
| Mar 8, 2022 | Common Shares of Beneficial Interest | MOption exerciseDisposed | −1,323 | $0.00 | $0 | 1,325 | Direct | |
| Mar 8, 2022 | Common Shares of Beneficial Interest | AGrant or awardAcquired | +4,626 | $0.00 | $0 | 9,252 | Direct | |
| Mar 8, 2022 | Common Shares of Beneficial Interest | AGrant or awardAcquired | +4,626 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. The common shares were sold in multiple transactions at prices ranging from $27.53 to $27.60, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
Remarks
Senior Vice President and Chief Accounting Officer