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Springer Timothy A's Form 4 filing

Cartesian Therapeutics, Inc. (RNAC) · filed Apr 11, 2025

Accession no.
0001453687-25-000066
Filed
Apr 11, 2025
Trade date
Apr 9-11, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 10 non-derivative transactions. Open-market purchases total $1.52M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Springer Timothy ACIK 0001055624Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 9, 2025Common StockPPurchaseAcquired+7,342$9.43F1+$69,235.068,628,667Direct
Apr 9, 2025Common StockPPurchaseAcquired+31$9.95F2+$308.458,628,698Direct
Apr 9, 2025Common StockPPurchaseAcquired+41,604$9.43F1+$392,325.72571,402Indirect
Apr 9, 2025Common StockPPurchaseAcquired+178$9.95F2+$1,771.1571,580Indirect
Apr 10, 2025Common StockPPurchaseAcquired+7,966$10.43F4+$83,085.388,636,664Direct
Apr 10, 2025Common StockPPurchaseAcquired+609$10.92+$6,650.288,637,273Direct
Apr 10, 2025Common StockPPurchaseAcquired+45,144$10.43F4+$470,851.92616,724Indirect
Apr 10, 2025Common StockPPurchaseAcquired+3,451$10.92+$37,684.92620,175Indirect
Apr 11, 2025Common StockPPurchaseAcquired+6,412$10.77F5+$69,057.248,643,685Direct
Apr 11, 2025Common StockPPurchaseAcquired+36,338$10.77F5+$391,360.26656,513Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $8.95 to $9.91. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F2

The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $9.95 to $9.97. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F4

The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $9.918 to $10.7461. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F5

The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $10.395 to $11.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)