Springer Timothy A's Form 4 filing
Cartesian Therapeutics, Inc. (RNAC) · filed Mar 28, 2024
- Accession no.
- 0001453687-24-000050
- Filed
- Mar 28, 2024
- Trade date
- Jan 17-Mar 18, 2024
- Filing delay
- 71 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market purchases total $11.4K. It was filed 71 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Springer Timothy ACIK 0001055624 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2024 | Common Stock | PPurchaseAcquired | +800 | $0.69 | +$552 | 87,218 | Indirect | |
| Feb 6, 2024 | Common Stock | PPurchaseAcquired | +800 | $0.65 | +$520 | 88,018 | Indirect | |
| Feb 7, 2024 | Common Stock | PPurchaseAcquired | +2,400 | $0.66F1 | +$1,584 | 90,418 | Indirect | |
| Mar 8, 2024 | Common Stock | PPurchaseAcquired | +4,800 | $0.66F2 | +$3,168 | 95,218 | Indirect | |
| Mar 11, 2024 | Common Stock | PPurchaseAcquired | +1,200 | $0.65F3 | +$780 | 96,418 | Indirect | |
| Mar 12, 2024 | Common Stock | PPurchaseAcquired | +1,200 | $0.61F4 | +$732 | 97,618 | Indirect | |
| Mar 13, 2024 | Common Stock | PPurchaseAcquired | +3,200 | $0.58F5 | +$1,856 | 100,818 | Indirect | |
| Mar 14, 2024 | Common Stock | PPurchaseAcquired | +2,000 | $0.53F6 | +$1,060 | 102,818 | Indirect | |
| Mar 15, 2024 | Common Stock | PPurchaseAcquired | +1,200 | $0.56 | +$672 | 104,018 | Indirect | |
| Mar 18, 2024 | Common Stock | PPurchaseAcquired | +800 | $0.61 | +$488 | 104,818 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $0.65 to $0.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $0.65 to $0.68. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $0.65 to $0.66. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $0.61 to $0.62. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $0.58 to $0.59. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $0.52 to $0.54. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.