Vanderploeg Martin J.'s Form 4 filing
Workiva Inc (WK) · filed Nov 16, 2021
- Accession no.
- 0001445305-21-000172
- Filed
- Nov 16, 2021
- Trade date
- Nov 16, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $90.6M. It was filed on the trade date.
This filing was later replaced by the amendment 0001445305-21-000178 (Nov 18, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vanderploeg Martin J.CIK 0001014008 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Class A Common Stock | CConversionAcquired | +466,449 | $0.00 | $0 | 600,000 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −600,000 | $151.00 | −$90,600,000 | 0 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | CConversionAcquired | +397,750 | $0.00 | $0 | 397,750 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | GGiftDisposed | −397,750 | $0.00 | $0 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Class A Common Stock | CConversionDisposed | −466,449 | $0.00 | $0 | 710,562 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | CConversionDisposed | −397,750 | $0.00 | $0 | 491,270 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.