Klindt Jill's Form 4 filing
Workiva Inc (WK) · filed Nov 10, 2021
- Accession no.
- 0001445305-21-000170
- Filed
- Nov 10, 2021
- Trade date
- Nov 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.19M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klindt JillCIK 0001626102 | Officer (SVP, CFO, CAO & Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Class A Common Stock | MOption exerciseAcquired | +16,000 | $14.03 | +$224,480 | 76,954 | Direct | |
| Nov 9, 2021 | Class A Common Stock | MOption exerciseAcquired | +10,000 | $12.40 | +$124,000 | 86,954 | Direct | |
| Nov 9, 2021 | Class A Common Stock | SSaleDisposed | −26,000 | $161.00F1 | −$4,186,000 | 60,954 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Class A Common Stock | MOption exerciseDisposed | −16,000 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Class A Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted-average price. The price actually received ranges from $160.50 to $162.29. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.