Trom Jeff D.'s Form 4 filing
Workiva Inc (WK) · filed Sep 28, 2021
- Accession no.
- 0001445305-21-000155
- Filed
- Sep 28, 2021
- Trade date
- Sep 24, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $3.76M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trom Jeff D.CIK 0001013632 | Officer (Executive VP & CTO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2021 | Class A Common Stock | SSaleDisposed | −5,906 | $149.60F2 | −$883,537.6 | 109,094 | Indirect | |
| Sep 24, 2021 | Class A Common Stock | SSaleDisposed | −12,991 | $150.39F3 | −$1,953,716.49 | 96,103 | Indirect | |
| Sep 24, 2021 | Class A Common Stock | SSaleDisposed | −5,403 | $151.17F4 | −$816,771.51 | 90,700 | Indirect | |
| Sep 24, 2021 | Class A Common Stock | SSaleDisposed | −700 | $152.06F5 | −$106,442 | 90,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted-average price. The price actually received ranges from $148.98 to $149.97. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted-average price. The price actually received ranges from $149.98 to $150.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted-average price. The price actually received ranges from $150.99 to $151.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted-average price. The price actually received ranges from $152.03 to $152.16. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.