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Vanderploeg Martin J.'s Form 4 filing

Workiva Inc (WK) · filed Sep 22, 2021

Accession no.
0001445305-21-000152
Filed
Sep 22, 2021
Trade date
Sep 20-21, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions. Open-market sales total $5.14M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vanderploeg Martin J.CIK 0001014008Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 20, 2021Class A Common StockSSaleDisposed−2,410$143.45F2−$345,714.5201,141Indirect
Sep 20, 2021Class A Common StockSSaleDisposed−2,613$144.55F3−$377,709.15198,528Indirect
Sep 20, 2021Class A Common StockSSaleDisposed−7,168$145.43F4−$1,042,442.24191,360Indirect
Sep 20, 2021Class A Common StockSSaleDisposed−3,359$146.45F5−$491,925.55188,001Indirect
Sep 20, 2021Class A Common StockSSaleDisposed−500$148.07F6−$74,035187,501Indirect
Sep 20, 2021Class A Common StockSSaleDisposed−650$150.27F7−$97,675.5186,851Indirect
Sep 20, 2021Class A Common StockSSaleDisposed−800$151.14F8−$120,912186,051Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−1,518$147.16F9−$223,388.88184,533Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−15,377$148.14F10−$2,277,948.78169,156Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−605$148.76F11−$89,999.8168,551Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $142.93 to $143.88. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $143.98 to $144.95. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $144.98 to $145.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $145.95 to $146.89. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $147.84 to $148.54. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $149.86 to $150.47. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $150.88 to $151.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $146.68 to $147.64. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $147.70 to $148.69. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $148.70 to $148.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)